Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province’s securities laws; to protect investors and to foster fair and efficient capital markets. ASC mandates investors have timely and accurate information on which to base investment decisions. ASC ensures those who sell securities in Alberta are registered and conduct themselves according to applicable laws and professional standards. ASC also enforces those laws through disciplinary actions such as issuing notices, decisions and final orders relating to breaches of Alberta’s securities laws. ASC oversees the operations of the TSX Venture Exchange (TSXV).


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