Investment industry regulation is stuck in the dark ages

Date:

If investors could listen to conversations about how the investment business is regulated, I am sure their blood would boil.

There has been talk about reforming the investment industry for two decades. So far, it is pretty much business as usual.

That might change — a new co-operative capital markets regulator (CCMR) is being discussed.

The comment period for the proposed new regulations ended at the end of December 2015.

We should hear the final results this year.

Read full article here.

PETER WATSON – Inside Halton – February 03, 2016.

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