IIROC Fines Advisor $70,000 for Unsuitable Investment Recommendations

0

Blaine Albert Kunz, a registered representative with CIBC World Markets Inc. in Medicine Hat, Alta., is on the hook for paying $70,000 in fines after reaching a settlement agreement with an Investment Industry Regulatory Organization of Canada (IIROC) hearing panel for acting against a client’s interests.

Read full article here.

Beatrice Paez – Investment Executive – April 04, 2017.

Comments

comments

Share.

Leave A Reply